David Jenson

David Jenson

Stinson Leonard Street

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House to (Again) Consider Bill to Exempt M&A Brokers from Exchange Act Registration

A bill that would provide a federal statutory exemption from the broker-dealer registration requirements under Section 15(a) of the Exchange Act for certain so called “M&A brokers” has been placed on the calendar for...more

2/1/2016 - Broker-Dealer Exemptions Proposed Legislation Registration Requirement SEC Securities Exchange Act

Changes To Proposed Investment Adviser Legislation

We previously reported that there was proposed legislation making its way through the Minnesota legislature that contained a number of amendments to the securities laws relating to investment advisers and applying a new layer...more

4/1/2013 - Investment Adviser Proposed Legislation Recordkeeping Requirements Registration Reporting Requirements

Proposed Minnesota Investment Adviser Legislation

There is a bill working its way through the Minnesota state legislature that amends chapter 80A of the Minnesota Statutes to, among other things, implement investment adviser registration for investment advisers whose only...more

3/18/2013 - Accredited Investors Investment Adviser Private Funds Proposed Legislation Registration

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