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Regulation AB II – Final Rules

On August 27, 2014, the Securities and Exchange Commission unanimously voted to adopt a package of new and amended rules governing the registration, offering process, disclosure and reporting for SEC registered asset-backed...more

9/15/2014 - Asset-Backed Securities Disclosure Requirements Final Rules Market Participants Regulation AB Reporting Requirements SEC

Credit Risk Retention – Joint Regulatory Re-Proposed Rules

On August 28, 2013, six federal agencies1 jointly re-proposed rules to implement the credit risk retention requirements of Section 15G of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), which was added...more

9/18/2013 - Dodd-Frank Financial Regulatory Reform Proposed Regulation Risk Retention Securities Exchange Act

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