David Sirignano

David Sirignano

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Updated: No Stay of SEC’s Conflict Minerals Rules

Court denies emergency motion for a stay. By order issued on May 14, 2014, the U.S. Court of Appeals for the District of Columbia denied the appellants’ emergency motion for a stay of the Securities and Exchange...more

5/16/2014 - Conflict Mineral Rules First Amendment Form SD Manufacturers NAM SEC

Possible Future Stay of SEC’s Conflict Minerals Rules

Stay of conflict minerals disclosure may be decided by May 26, 2014. On May 7, the U.S. Court of Appeals for the District of Columbia Circuit ordered the briefing schedule that was requested by the National Association...more

5/13/2014 - Appeals Conflict Mineral Rules Disclosure Requirements Form SD Motion To Stay NAM SEC

SEC Proposes Rules to Facilitate Small Business Financing

Introduction - On December 18, 2013, the Securities and Exchange Commission (SEC) proposed rules to enhance access to capital by smaller companies pursuant to its rulemaking mandate under Title IV of the Jumpstart...more

1/14/2014 - Blue Sky Laws Compliance Financing JOBS Act Regulation A SEC Securities Act of 1933 Small Business Startups Title IV

SEC Proposes Rule on Required CEO Pay Ratio Disclosure

Organizations affected by the proposed rule, which may take effect for the 2016 proxy season, should consider submitting comments to the SEC. On September 18, in order to implement the mandated disclosures under...more

9/24/2013 - CEOs Disclosure Requirements Executive Compensation Pay Ratio Proposed Regulation SEC Transparency

SEC Approves General Solicitation in Private Offerings and Proposes Further Regulation D Amendments

On July 10, 2013, the U.S. Securities and Exchange Commission (SEC) issued a series of three releases — referred to in this White Paper as the General Solicitation Release, the Bad Actors Release, and the Proposing...more

7/25/2013 - Advertising Bad Actors Dodd-Frank General Solicitation JOBS Act Marketing Private Placements Regulation D Rule 144A SEC

SEC Issues Guidance on Resource Extraction Issuer Rules

FAQs clarify which entities and payments are subject to the final rules. On May 30, the Securities and Exchange Commission (SEC) released frequently asked questions (FAQs) providing guidance on certain aspects of its...more

6/10/2013 - Dodd-Frank Form SD Mining Resource Extraction SEC

SEC Approves Final NYSE and NASDAQ Compensation Committee Rules

Companies are required to comply with certain of the new listing standards relating to compensation adviser independence by July 1, 2013. On January 11, 2013, the Securities and Exchange Commission (SEC) approved...more

2/5/2013 - Compensation Committee Foreign Private Issuers Listing Standards Nasdaq NYSE SEC Securities Exchange Act

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