For Lawyers | Log In | Join | Upload

Home
Legal News
- Business Law
- General Business
- Finance & Banking
- Intellectual Property
- Labor & Employment
- Real Estate - Commercial
- See All Subjects »
- Personal Law
- Criminal Law
- Estate Planning
- Family Law
- Personal Injury
- Worker's Compensation
- See All Subjects »
- Government Law
- Elections & Politics
- Military Law
- Government Contracting
- Administrative Law
- Civil Procedure
- See All Subjects »

Find a Lawyer

Browse Subjects

Subscribe

Pro Services

For Reporters

David Smyth

Brooks Pierce

Latest Posts › Edelweiss Financial Services

SEC Charges Indian Firms with Acting as Unregistered Broker-Dealers

On November 27th, the SEC charged four Indian financial services firms with acting as unregistered broker-dealers in the United States....more

1/8/2013 - Ambit Capital Private Limited Broker-Dealer Edelweiss Financial Services Enforcement Enforcement Actions JM Financial Institutional Securities Private Limited Motilal Oswal Securities Limited Registration SEC

1 Results

WORKING...

| Page: of 1 | WORKING...

WORKING...

View per page