David Y. Bannard

David Y. Bannard

Foley & Lardner LLP

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SEC's MCDC Initiative - The Clock is Ticking

Not-for-profit health care providers that have borrowed on a tax-exempt basis within the last five years should be aware of the Securities and Exchange Commission’s (SEC) Municipalities Continuing Disclosure Cooperation...more

7/15/2014 - Compliance MCDC Non-Profits SEC Tax Exemptions

The MCDC Initiative: Window Closes on September 10, 2014

As highlighted in the SEC’s 2012 Municipal Market Report, the SEC has expressed significant concern that many issuers have not been complying with their obligation to file continuing disclosure documents and that federal...more

6/9/2014 - Compliance Disclosure Requirements Enforcement Enforcement Actions False Statements SEC

The SEC’s Municipal Advisor Rule Will Prompt New Practices for Market Participants

A new rule will take effect on July 1, 2014 that regulates persons and firms that provide advice to municipal issuers and obligated parties regarding municipal financial products or the issuance of municipal securities....more

2/14/2014 - Compliance Dodd-Frank MSRB Municipal Advisers SEC

City of Harrisburg Settles With SEC on Rule 10b-5 Violations

Recently, the SEC settled with the City of Harrisburg (City) over violations of Rule 10b-5 in connection with material misstatements and omissions made by the City in its public statements and financial information, during a...more

5/15/2013 - Disclosure Rule 10b-5 SEC Settlement

New SEC Chair: What It May Mean for the Municipal Securities Market

Participants in the municipal securities market should take particular interest in the appointment of Elisse B. Walter as chair of the SEC. Her close association with regulation of the municipal securities market makes it...more

12/18/2012 - Dodd-Frank Elisse B. Walter MSRB Municipal Securities Market SEC

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