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CSA Releases Final Amendments to NI 31-103 – Changes will Impact Exempt Market Dealers and Other Market Participants

On Thursday, October 16, 2014, the Canadian Securities Administrators (CSA) published amendments to National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and related...more

10/20/2014 - Canada Canadian Securities Administration Compliance Exemptions Financial Regulatory Reform

Proposed IIROC Guidance on Underwriting Due Diligence Will Focus Dealers on Policies, Procedures and Record-Keeping

IIROC (Investment Industry Regulatory Organization of Canada) has issued for comment its long-awaited guidance to underwriters carrying out due diligence in connection with public offerings of securities. This initiative was...more

3/14/2014 - Canada Due Diligence Underwriting

2012 Corporate Finance Review – Low Interest Rate Environment Provides Opportunities in the Debt Markets

Osler has published its 2012 Capital Markets Review which includes a look back at the year in Canadian corporate finance by Desmond Lee and Michael Innes....more

1/16/2013 - Bonds Debt Market Interest Rates

2012 Capital Markets Review

2012 Capital Markets Review - Our Capital Markets Review is well established as one of Osler’s most popular publications. It contains our analysis of events that have affected the Canadian capital markets during the past...more

1/10/2013 - Corporate Governance IPO Mining Natural Gas Oil & Gas PETRONAS Private Equity Proxy Solicitations REIT

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