Donna Parisi

Donna Parisi

Shearman & Sterling LLP

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CFTC Proposes New Approach to the Cross-Border Application of Margin Requirements

The US Commodity Futures Trading Commission (“CFTC”) has taken another step in refining its framework for cross-border activities, with a new set of proposed rules applicable to the cross-border application of margin...more

7/15/2015 - CFTC Commodities Cross-Border Transactions Margin Requirements Prudential Regulation Authority Rulemaking Process Swap Dealers Swaps

Financial Regulatory Developments Focus - June 2015 #4

In This Issue: - Board of Governors of the Federal Reserve System Approves Final Rule Amending Regulation D - US Federal Banking Agencies Finalize Revisions to the Capital Rules Applicable to Advanced...more

6/25/2015 - Banking Sector Basel Committee CFTC Community Banks Escheat EU European Banking Authority FDIC Federal Reserve Financial Conduct Authority Foreclosure Futures Mortgage Servicers OCC Regulation D Regulatory Agencies Regulatory Agenda Technical Standards

Financial Regulatory Developments Focus - June 2015 #3

In This Issue: - US Financial Stability Oversight Council Releases Guidance Regarding Calculations of Stage 1 Threshold - US Federal Agencies Issue Final Standards for Assessing Diversity Policies and Practices of...more

6/17/2015 - Automotive Loans CFPB CFTC Credit Unions Derivatives Diversity DMO Dodd-Frank ESA EU FDIC Federal Reserve FICC Financial Institutions Financial Markets Foreign Banks FSOC FX Swaps Non-Bank Lenders OTC SEC Threshhold Requirements Volcker Rule

Financial Regulatory Developments Focus - May 2015

In this issue: - US Federal Banking Agencies Issue Guidance on Regulation Z and Regulation X - European Banking Authority Consults on Identification Methodology for Global Systemically Important Institutions...more

5/6/2015 - Banking Sector CFTC ESMA Financial Institutions Financial Services Industry New Regulations Prudential Regulation Authority Regulatory Agenda SEC

Financial Regulatory Developments Focus - April 2015 #4

In this issue: - Federal Deposit Insurance Corporation Seeks Comment on Potential New Deposit Account Records Requirements for Banks with a Large Number of Deposit Accounts - Basel Committee Removes Selected...more

4/30/2015 - Banking Sector Basel Committee CFTC Corporate Criminal Fines Deutsche Bank Enforcement Actions FDIC FSB Libor Major Swap Participants Merrill Lynch MiFID II Prudential Regulation Authority Prudential Standards SEFs Virtual Currency

Financial Regulatory Developments Focus - April 2015

In this issue: - US Banking Agencies Issue FAQs on the Regulatory Capital Rule - US Banking Agencies Permit Wells Fargo to Begin Using Advanced Approaches Framework - Regulation on Reporting of...more

4/8/2015 - Banking Sector CFTC EU European Banking Authority Financial Institutions Prudential Regulation Authority Regulatory Agenda Regulatory Standards Supervision Wells Fargo

Financial Regulatory Developments Focus - March 2015 #4

In this issue: - Bank Prudential Regulation & Regulatory Capital - Regulations on Methodology for Calculation of Fixed Costs by Investment Firms - UK Bank of England Announces Details of 2015 Stress...more

4/1/2015 - Bank of England Banking Sector Banks CFPB CFTC Credit Rating Agencies Financial Conduct Authority Payday Loans Payment Systems Prudential Regulation Authority SEC Stress Tests UK

Financial Regulatory Developments Focus - March 2015 #2

In this issue: - Federal Reserve Board Releases Results for 2015 Comprehensive Capital Analysis and Review - Revised List of Validation Rules Issued by European Banking Authority for Supervisory Reporting...more

3/18/2015 - Banking Sector CFTC Commerzbank EEA European Banking Authority Federal Reserve Regulatory Agenda Stress Tests Supervision

Financial Regulatory Developments Focus - March 2015

In this issue: - Federal Reserve Board Releases Results for Dodd-Frank Annual Stress Tests - The US Federal Reserve Board Extends Comment Period for Global Systemically Important Banks Surcharge -...more

3/12/2015 - Banking Sector Banks CFTC Dodd-Frank European Banking Authority Federal Reserve Financial Markets Regulatory Agenda Stress Tests UK

Financial Regulatory Developments Focus - February 2015 #3

In this issue: - Bank Prudential Regulation & Regulatory Capital - Regulatory Capital Tool for Securitization Exposures - European Banking Authority Reports on Implications of Regulatory Reforms for...more

2/18/2015 - Banking Sector CFPB CFTC Credit Rating Agencies ESMA European Central Bank FDIC Financial Regulatory Reform FSB G20 Investment Funds Mortgages Prudential Regulation Authority Prudential Standards Reporting Requirements SEC Securitization Vehicles Security-Based Swaps

Financial Regulatory Developments Focus - January 2015 #3

In this issue: - US Office of the Comptroller of the Currency Releases Community Reinvestment Act Evaluations - Amendment to Regulation on Supervisory Reporting of Institutions on Asset Encumbrance, Single Data...more

1/28/2015 - Basel Committee CFTC Community Reinvestment Act Enforcement EU European Banking Authority Federal Reserve Financial Conduct Authority Financial Institutions Insider Trading Libor Market Manipulation Mortgages No-Action Relief OCC Prudential Standards Sovereign Debt Strategic Enforcement Plan Supervision TILA

Financial Regulatory Developments Focus - October 2014 #5

In this issue: - Bank Prudential Regulation & Regulatory Capital - Derivatives - Recovery & Resolution - Shadow Banking - People - Events - Excerpt from Bank Prudential...more

10/29/2014 - ACH Payments Bank Holding Company Banking Sector Banks CFTC Derivatives EU European Banking Authority European Central Bank European Commission Federal Reserve Final Rules Prudential Regulation Authority Risk Retention SEC Shadow Banking

Financial Regulatory Developments Focus - October 2014 #4

In this issue: - Derivatives - Compensation - Shadow Banking - Bank Prudential Regulation & Regulatory Capital - Recovery & Resolution - Financial Market Infrastructure -...more

10/22/2014 - Banks CFTC Compensation & Benefits Derivatives Financial Regulatory Reform Foreign Banks Infrastructure Major Swap Participants No-Action Relief Prudential Regulation Authority Shadow Banking Swap Dealers Swaps

Financial Regulatory Developments Focus - October 2014 #2

In this issue: - Derivatives - Bank Prudential Regulation & Regulatory Capital - Recovery & Resolution - Bank Structure - Shadow Banking - Financial Services - Excerpt...more

10/8/2014 - Banks CFTC Compliance DCMs Derivatives Enforcement Enforcement Actions Financial Regulatory Reform No-Action Letters No-Action Relief Prudential Regulation Authority SEFs Swap Dealers Swaps

Financial Regulatory Developments Focus - October 2014

In this issue: - Derivatives - Bank Prudential Regulation & Regulatory Capital - Recovery & Resolution - Financial Market Infrastructure - Funds - Enforcement - People...more

10/1/2014 - Banks Capital Markets CDS CFTC Derivatives EU European Banking Authority Financial Regulatory Reform Infrastructure Prudential Regulation Authority SEFs Swaps

Financial Regulatory Developments Focus - September 2014 #4

In this issue: - Derivatives - Compensation - Bank Prudential Regulation & Regulatory Capital - Recovery & Resolution - Credit Ratings - Financial Services - Consumer...more

9/24/2014 - Banks Capital Markets CFTC Compliance Credit Ratings Derivatives Enforcement Enforcement Actions Executive Compensation Financial Regulatory Reform No-Action Relief Prudential Regulation Authority SEFs

Financial Regulatory Developments Focus - September 2014 #3

In this issue: - Derivatives - Consumer Protection - Enforcement - People - Events - Excerpt from Derivatives: CFTC Issues No-Action Relief for Qualifying Swaps Trading...more

9/16/2014 - Australia CEA CFTC Commercial Leases Commodities Derivatives DSIO Enforcement Actions Leases Major Swap Participants Money Transfer No-Action Relief Nonbank Firms Regulation M Regulation Z SEC Swap Dealers Swaps

Financial Regulatory Developments Focus - September 2014

In this issue: - Derivatives - Bank Prudential Regulation & Regulatory Capital - Credit Ratings - Financial Services - Shadow Banking - Funds - Financial Market...more

9/2/2014 - Banks CFTC Credit Ratings Derivatives Dodd-Frank Enforcement Actions ESMA EU European Banking Authority FCA Financial Markets Financial Regulatory Reform Prudential Regulation Authority SEC Shadow Banking UK

Financial Regulatory Developments Focus - July #4

In this issue: - Derivatives - Regulatory Capital - Recovery & Resolution - Bank Structure - Financial Market Infrastructure - Financial Services - Funds -...more

7/31/2014 - Banks Capital Markets CFTC Derivatives EMIR ESMA European Commission Exchange-Traded Products Financial Regulatory Reform Leverage Ratio Market Participants OCR UCITS

Financial Regulatory Developments Focus - July 2014 #2

In this issue: - Derivatives - Regulatory Capital - Recovery & Resolution - Financial Services - Consumer Protection - Enforcement - People - Events -...more

7/15/2014 - Banking Sector Banks CFTC Derivatives Draft Guidance EMIR ESMA EU European Banking Authority European Commission No-Action Relief OCC

Initial Swap Trading Requirements Come into Effect—Limited Relief for Packaged Trades and Some EU Facilities

The Commodity Futures Trading Commission has imposed for the first time a requirement that certain swaps be traded on a regulated market. Beginning February 15, 2014, certain cleared interest rate swaps and index credit...more

2/14/2014 - CFTC EU Swap Dealers Swap Execution Facilities Swaps

Ready for the Volcker Rule? What to Look For

Over two years after publication of a proposed regulation, a final regulation implementing the so-called “Volcker Rule” is expected to be adopted tomorrow by the five US Federal financial regulatory agencies. Two of them —...more

12/9/2013 - CFTC Compliance Federal Reserve Financial Regulatory Reform Volcker Rule

CFTC Grants No-Action Relief From Clearing Requirement for Certain Treasury Affiliates

On June 4, 2013, the Division of Clearing and Risk (the “Division”) of the US Commodity Futures Trading Commission (the “CFTC”) granted limited no-action relief from the mandatory clearing requirement for swaps entered into...more

6/6/2013 - Affiliates CFTC Commercial End-User Exception Dodd-Frank No-Action Relief Swap Clearing

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