Ed Petry, PHD

Ed Petry, PHD

NAVEX Global

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Latest Publications


Four Tips for Navigating the Compliance Challenges of Election Season

Early voting has already begun and, if your state is like mine, you’re being inundated with campaign ads and “robo calls.” Yes, it’s election season again and, for ethics and compliance officers, this time of the year often...more

10/27/2014 - Best Management Practices Campaign Contributions Corporate Counsel Employer Liability Issues Political Campaigns Primary Elections

Failure to Plan is Planning to Fail: Keys To Raising Employee Awareness of Ethics & Compliance Programs

Between sessions at last week’s Practicing Law Institute conference in New York, I had several conversations with compliance officers about their ethics and compliance program challenges. The common theme among the challenges...more

6/9/2014 - Chief Compliance Officers Compliance Corporate Culture Ethics Training

JSYK - Wow Best Training Ever! - CUL8R

Last week, the Wall Street Journal featured an article on companies that are enlisting employees who are identified as “influencers” – “employees who are particularly well-connected and trusted by their peers” – to help...more

2/24/2014 - Social Media Policy Training

Ethics & Compliance: Our Give and Take with the Government

Last year, the U. S. Securities and Exchange Commission (SEC) indicated that it would be looking for additional ways to support the work of Ethics and Compliance Officers. Their stance came in part as a result of the Johns...more

2/14/2014 - Chief Compliance Officers Compliance Ethics SEC

Should Employees be Allowed to Work from Home?

When Yahoo and Best Buy announced that employees would no longer be allowed to work from home, the response was immediate – and split. The debate was echoed in a recent Time Magazine editorial....more

12/11/2013 - Flexible Work Arrangements

SAC Insider Trading Case May Hit Closer to Home than You Think

This week’s announcement that SAC Capital Advisors will pay a record-breaking penalty of $1.8 billion (USD) for insider trading violations may not have been a surprise to anyone following the case - after all, the hedge...more

11/7/2013 - Chief Compliance Officers Code of Conduct Ethics Hedge Funds Insider Trading Penalties Risk Management SAC Capital

The Unique Culture of a Start-Up

Keith Rabois, COO of Square, left his job last month, citing legal threats from a young colleague with whom he had a two-year relationship, which subsequently threw a spotlight on the risks associated with the freewheeling...more

3/7/2013 - Chief Compliance Officers Compliance Corporate Culture Square Startups

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