Ed Petry, PHD

Ed Petry, PHD

NAVEX Global

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Top Ten Ethics & Compliance Predictions and Recommendations for 2015

Get the inside track on the key ethics and compliance industry trends that will impact your business in 2015—and get the resources you need to help you plan for the year ahead—in our annual Top Ten Predictions and...more

3/12/2015 - Code of Conduct Compliance Corporate Culture Corporate Management Cybersecurity Deferred Prosecution Agreements Diversity Dodd-Frank Ethics Gender Equity General Motors Guns-in-Trunks Legislation Marijuana Same-Sex Marriage Sarbanes-Oxley SEC Third-Party Risk Whistleblowers White Collar Crimes

2015 Trends: #10 Cybersecurity: A Risk that Needs to be on Your Ethics and Compliance To-Do List

The starting point for every ethics and compliance program must always be an analysis of the ethics and compliance risks faced by the organization. In that light, it’s important to listen to James Comey, Director, U.S....more

1/30/2015 - Chief Compliance Officers Compliance Cyber Threats Cybersecurity Ethics HIPAA PCI Risk Assessment Risk Management Sarbanes-Oxley

2015 Trends: #9 Technology-enabled ethics and compliance is ready for takeoff

By every indication we are about to witness a dramatic leap in technology-enabled ethics and compliance. Tech Advancement in Key E&C Areas - Trends and our own client experiences are demonstrating that we are...more

1/28/2015 - Chief Compliance Officers Code of Conduct Compliance Data Protection Ethics Policies and Procedures Software Technology Third-Party Risk Training

2015 Trends: #8 Top Whistleblowing Priorities for Compliance Professionals

Last November, the U.S. Securities and Exchange Commission issued its Annual Report to Congress on the Dodd-Frank Whistleblower Program. It is clear that the program is going strong. Following are five key ways compliance...more

1/23/2015 - Best Practices Chief Compliance Officers Compliance Dodd-Frank Employer Liability Issues Internal Reporting Retaliation Risk Assessment Risk Mitigation SEC Whistleblower Protection Policies

2015 Trends: #6 Gender Diversity—Are Quotas the Answer?

In last year’s annual trends report, we suggested that perhaps a corner had been turned on perceptions about gender and corporate leadership. After all, we’d seen plenty of stories about newsmakers including Janet Yellin at...more

1/16/2015

2015 Trends: #5 Regulatory Enforcement Moves Down Market

While ethics and compliance scandals that implicate brand name companies tend to grab the headlines, smaller organizations have always borne the brunt of regulatory enforcement. Over the years, U.S. Sentencing Commission data...more

1/15/2015 - Bribery Compliance Contractors DOJ Enforcement Actions Enforcement Statistics Ethics FCPA Lawson v FMR Sarbanes-Oxley SCOTUS SEC Small Business Smith & Wesson Subcontractors Whistleblowers

2015 Trends: #4 Maybe One Size Does Fit All: Moving Toward a Uniform, Global Model for Compliance

We asked industry experts, colleagues and compliance officers what they believe will be the top issues impacting workplace ethics and corporate compliance programs in 2015. We gathered their best thinking and prepared our...more

1/14/2015 - Chief Compliance Officers Compliance Corporate Culture Corporate Social Responsibility Ethics

2015 Trends: #3 Culture (Still) Trumps Compliance

We asked industry experts, colleagues and compliance officers what they believe will be the top issues impacting workplace ethics and corporate compliance programs in 2015. We gathered their best thinking and prepared our...more

1/12/2015 - Compliance Corporate Culture Ethics General Motors Manufacturing Defects Social Media Sports Technology Universities Veterans Administration Workplace Investigations

2015 Trends: #2 Dealing with Conflicting Legal Requirements: Guns, Drugs and Marriage in the U.S.A.

We asked industry experts, colleagues and compliance officers what they believe will be the top issues impacting workplace ethics and corporate compliance programs in 2015. We gathered their best thinking and prepared our...more

1/8/2015 - Best Practices Chief Compliance Officers Compliance Corporate Culture Employer Liability Issues Gun Laws Marijuana Medical Marijuana Same-Sex Marriage

2015 Trends: #1 Increasing Pressure to Maximize the ROI of Ethics and Compliance Programs

We asked industry experts, colleagues and compliance officers what they believe will be the top issues impacting workplace ethics and corporate compliance programs in 2015. We gathered their best thinking and prepared our...more

1/6/2015 - Chief Compliance Officers Compliance Ethics Year-End Planning

Four Tips for Navigating the Compliance Challenges of Election Season

Early voting has already begun and, if your state is like mine, you’re being inundated with campaign ads and “robo calls.” Yes, it’s election season again and, for ethics and compliance officers, this time of the year often...more

10/27/2014 - Best Management Practices Campaign Contributions Corporate Counsel Employer Liability Issues Political Campaigns Primary Elections

Failure to Plan is Planning to Fail: Keys To Raising Employee Awareness of Ethics & Compliance Programs

Between sessions at last week’s Practicing Law Institute conference in New York, I had several conversations with compliance officers about their ethics and compliance program challenges. The common theme among the challenges...more

6/9/2014 - Chief Compliance Officers Compliance Corporate Culture Ethics Training

JSYK - Wow Best Training Ever! - CUL8R

Last week, the Wall Street Journal featured an article on companies that are enlisting employees who are identified as “influencers” – “employees who are particularly well-connected and trusted by their peers” – to help...more

2/24/2014 - Social Media Policy Training

Ethics & Compliance: Our Give and Take with the Government

Last year, the U. S. Securities and Exchange Commission (SEC) indicated that it would be looking for additional ways to support the work of Ethics and Compliance Officers. Their stance came in part as a result of the Johns...more

2/14/2014 - Chief Compliance Officers Compliance Ethics SEC

Should Employees be Allowed to Work from Home?

When Yahoo and Best Buy announced that employees would no longer be allowed to work from home, the response was immediate – and split. The debate was echoed in a recent Time Magazine editorial....more

12/11/2013 - Flexible Work Arrangements

SAC Insider Trading Case May Hit Closer to Home than You Think

This week’s announcement that SAC Capital Advisors will pay a record-breaking penalty of $1.8 billion (USD) for insider trading violations may not have been a surprise to anyone following the case - after all, the hedge...more

11/7/2013 - Chief Compliance Officers Code of Conduct Ethics Hedge Funds Insider Trading Penalties Risk Management SAC Capital

The Unique Culture of a Start-Up

Keith Rabois, COO of Square, left his job last month, citing legal threats from a young colleague with whom he had a two-year relationship, which subsequently threw a spotlight on the risks associated with the freewheeling...more

3/7/2013 - Chief Compliance Officers Compliance Corporate Culture Square Startups

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