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CFTC Follows SEC’s Lead on "General Solicitation"

Seeking to harmonize governing rules, the staff of the Commodity Futures Trading Commission (CFTC), by letter dated September 9, granted exemptive relief that enables commodity pool operators (CPOs) to rely on CFTC...more

Registration Relief for Some Delegating CPOs

In May, the Commodity Futures Trading Commission (CFTC) staff announced a streamlined process that allows persons seeking no-action relief to avoid registering as commodity pool operators (CPOs). They must, however, designate...more

10/2/2014  /  CFTC , Commodity Pool , CPOs , No-Action Relief
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