Most public companies use Broadridge for shareholder voting tasks related to their annual meetings. Due to a new interpretive position being taken by the SEC, Broadridge recently informed its clients of a technical change in...more
1/14/2013 - Annual Meeting Broadridge Proxy Season Retail Market SEC Shareholder Votes Shareholders Telephone Voting Voting Buttons
In In re Ancestry.com Inc. Shareholder Litigation, C.A. No. 7988-CS, Chancellor Strine of the Delaware Chancery Court held that Delaware has no per se rule against “don’t ask, don’t waive” standstill provisions, but cautioned...more
1/7/2013 - Board of Directors Don't Ask - Don't Waive Fiduciary Duty
Certain NASDAQ rules and interpretive material relating to the disclosure requirements surrounding a listed issuer’s non-compliance with the NASDAQ’s listing standards were amended effective December 3, 2012. Under the...more
12/19/2012 - Listing Standards Nasdaq
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