U.S. Securities and Exchange Commission (SEC) nominee Mary Jo White, intends to tell lawmakers that she will bring a “bold and unrelenting” enforcement program to the agency if she is confirmed by the U.S. Senate....more
3/12/2013
- Confirmation Proceedings Mary Jo White SEC
The U.S. Securities and Exchange Commission (SEC) is currently drafting a rule that would require exchanges and clearing firms to routinely test their technology for stability and security. ...more
2/20/2013
- Audits Automation Review Policy SEC
New U.S. Securities and Exchange Commission head Elisse Walter set the stage for the commission’s upcoming regulatory year on Friday. Walters placed capital raising, market structure, and issues of extraterritoriality...more
1/22/2013
- Cross-Border SEC Swaps
The Volcker Rule, a linchpin of U.S. financial regulation, is under attack from two directions this week, and with one of its leading supporters leaving office, it may be more vulnerable than ever....more
12/14/2012
- SEC Volcker Rule
