The US District Court for the Northern District of Illinois recently granted defendants’ motion to dismiss one count of a Securities and Exchange Commission complaint, finding that the registration requirement under Section...more
- Foreign Exchanges SEC Securities Exchange Act
In a self-described “precedent-setting” order, the US District Court for the Eastern District of Pennsylvania recently found that the Securities Exchange Act of 1934 (Exchange Act) can apply to a scheme aimed at gaining...more
- Motion to Dismiss Officers Rule 10b-5 Rule 12 Motions Section 10 of the Exchange Act Securities Exchange Act Stock Float
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