Ellen Marks

Ellen Marks

Latham & Watkins LLP

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CFTC Hosts End-User Roundtable

The Commission responds to issues facing end-users as a result of derivatives reforms. Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) amended the Commodity Exchange Act...more

4/25/2014 - CEA CFTC Derivatives Dodd-Frank Major Swap Participants No-Action Letters SEFs Swaps Title VII

Volcker Rule: An Initial Look at Significant Changes

On December 10, 2013 the US federal banking agencies, along with the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) (collectively, the Agencies), adopted the ...more

12/24/2013 - Banks CFTC Dodd-Frank SEC Volcker Rule

CFTC Re-Proposes Position Limits Rule and Proposes Revised Aggregation Requirements

The US Commodity Futures Trading Commission (CFTC), on November 5, 2013, re- proposed a rulemaking (the Re-­Proposed Rule) that would establish specific limits on speculative positions in 28 physical commodity futures and...more

12/18/2013 - Aggregation Rules CFTC Common Ownership Compliance Dodd-Frank Position Limits

CFTC Issues Guidance, Exemptions In Advance of SEF Rule Compliance Date

Staff responds to industry concerns and confusion surrounding SEF operations and onboarding. One of the key aspects of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) is...more

10/18/2013 - CFTC Compliance Deadlines Dodd-Frank Exemptions SEFs Title VII

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