Latest Posts › Dodd-Frank

Share:

Southern District of New York Limits Dodd-Frank Whistleblower Protections to the United States

The US District Court for the Southern District of New York limited the scope of the Dodd-Frank Wall Street Reform and Consumer Protection Act anti-retaliation provisions for whistleblowers to the United States, dismissing a...more

11/4/2013 - Anti-Retaliation Provisions Dodd-Frank Extraterritoriality Rules Retaliation Whistleblower Protection Policies Whistleblowers

Ninth Circuit Remands “Say-on-Pay” Cases Back to State Court for Lack of Jurisdiction

The US Court of Appeals for the Ninth Circuit affirmed the lower court’s decision to remand to state court two “say-on-pay” cases, finding no questions of federal law had been raised. In the shareholder derivative actions,...more

8/14/2013 - Board of Directors Dodd-Frank Executive Compensation Jurisdiction Remand Say-on-Pay Shareholders

SEC Whistleblower Report Highlights New Program's Activity and Success

On November 15, the Securities and Exchange Commission released its Annual Report on the Dodd-Frank Whistleblower Program (DFWP), which is required by the Dodd-Frank Wall Street Reform and Consumer Protection Act....more

12/6/2012 - Dodd-Frank SEC Whistleblowers

3 Results
|
View per page
Page: of 1