Eric Swibel

Eric Swibel

Latham & Watkins LLP

Contact  |  View Bio  |  RSS

Latest Publications

Share:

Supreme Court’s Halliburton Decision Opens New Line of Defense

In Halliburton Co. v. Erica P. John Fund, Inc., a rebuttable presumption must yield to the evidence at class certification. On June 23, 2014, the United States Supreme Court sustained the “fraud-on-the-market”...more

7/8/2014 - Basic v Levinson Class Certification Fraud Fraud-on-the-Market Halliburton Halliburton v Erica P. John Fund Presumption of Reliance SCOTUS Securities Fraud

Investment Adviser Charged For Demoting Whistleblower in SEC’s First Anti-Retaliation Case

Investment adviser and its owner settle SEC enforcement action for nearly US$2.2 million. On June 16, 2014, the US Securities and Exchange Commission issued a cease and desist order and assessed a US$300,000 civil...more

6/20/2014 - Anti-Retaliation Provisions Enforcement Actions Popular Retaliation SEC Whistleblowers

Will Award-Seeking Whistleblower Lawyers Be Caught Between Conflicting SEC and State Ethics Rules?

Lawyers blowing the whistle on issuer clients might be “rewarded” with state bar investigations for possible breaches of their duty of confidentiality. Introduction - Every issuer of securities is a repository...more

10/21/2013 - Legal Ethics SEC Whistleblower Awards Whistleblowers

SEC Issues First Large Award in Whistleblower Program

$14 million awarded to unidentified whistleblower in unidentified enforcement action. On October 1, 2013, the US Securities and Exchange Commission announced that it expects to pay more than $14 million to a...more

10/4/2013 - Dodd-Frank Enforcement SEC Whistleblower Awards Whistleblowers

4 Results
|
View per page
Page: of 1