Ethan Mark

Ethan Mark

Stinson LLP

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OCIE Speaks On Private Equity Deficiencies

Marc Wyatt, Acting Director, Office of Compliance Inspections and Examinations, of the SEC, recently gave his views on serious deficiencies found in examinations of private equity advisors at a conference attended by private...more

5/14/2015  /  Asset Management , Compliance , Investors , Private Equity , SEC Examination Priorities , Securities and Exchange Commission (SEC)
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