A newly created industry initiative backed by banks, has been launched with the hope to standardize administrative messages on swap execution facilities (SEFs). The initiative also has a goal of automating exchanges between...more
3/28/2013
- Broker-Dealer SEFs Swaps TESI
The European Securities and Markets Authority (ESMA) has said that a new regulatory regime will not impose swaps margin requirements retroactively. The prospect of changing margin costs for enduring trades came to be know...more
1/25/2013
- ESMA EU Front-Margining Retroactive Application Swaps
The future of derivatives data hangs in the balance as U.S. regulators deal with proposed Rule 1001, which would allow CME Group to report swaps data from its clients who have their swaps cleared with DTCC....more
1/17/2013
- CFTC Derivatives DTCC Swaps
The U.S. Commodity Futures Trading Commission (CFTC) has issued a report stating that Judge Katherine Forest of the U.S. District Court for the Southern District of New York has ordered Forex Group, Forex Partners, and...more
12/5/2012
- CFTC Commodities Exchange Act Penalties Swaps
The U.S. Commodity Futures Trading Commission (CFTC) has issued a common date by which swap dealers must register. The announcement comes after mounting criticism from industry members that the CFTC is causing confusion with...more
11/21/2012
- CFTC Swaps
U.S. Commodity and Futures Trading Commission (CFTC) member Bart Chilton has stated that Swap Execution Facilities are here to stay. In an address delivered to Risk USA 2012, Chilton discussed future swaps rules expected by...more
11/15/2012
- CFTC SEFs Swap Market Swaps