Frances Roggenbaum

Frances Roggenbaum

Saul Ewing LLP

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Pennsylvania’s final insurance holding company regulations – what PA insurers need to know for intercompany agreements

Pennsylvania insurers should be prepared to comply now with significant new requirements for intercompany agreements – management agreements, service contracts, tax allocation agreements, guarantees and cost-sharing...more

6/11/2014 - Cost-Sharing Insurance Holding Company

Pennsylvania adopts ORSA as well as new provisions clarifying when insurance policies and related documents can be delivered...

On Friday, October 25, 2013, Governor Corbett signed HB 1481 into law, which adopts provisions of the NAIC’s Own Risk and Solvency Assessment Model Act (ORSA). HB 1481 also gives much needed direction to Pennsylvania insurers...more

10/30/2013 - Electronic Communications NAIC Risk Assessment

Pennsylvania Insurance Department’s Proposed Insurance Holding Company Regulations – Significant Changes Ahead

Pennsylvania insurers should be aware that proposed changes to Pennsylvania’s Insurance Holding Company regulations impose significant new requirements – especially for management agreements, service contracts, tax allocation...more

10/11/2013 - Filing Requirements Insurance Holding Company Insurers

Corporate Governance Insights - Issue 2

With companies soon facing new enterprise risk and corporate governance requirements, this alert discusses whether companies are prepared for state implementation and outlines new NAIC actions relating to conducting an...more

6/5/2013 - Accountants Compliance Corporate Governance Risk Assessment Risk Management

Corporate Governance Insights - Issue 1

We were delighted to hear from many of you that our recent statewide series of Insurance Company Corporate Governance Workshops with Pennsylvania Deputy Commissioner Stephen Johnson offered valuable information for directors...more

1/14/2013 - Board of Directors Business Conduct Standards Compliance Fiduciary Duty NAIC

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