Frank Oliva

Frank Oliva


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Spoofing, Sports and the Panama Papers: BakerHostetler Offers Mid-Year Review of Cross-Border Government Investigations and...

Halfway through 2016, the international community has seen a staggering variety of cross-border investigations and enforcement actions. Brexit, the release of the Panama Papers, allegations of widespread sports doping and the...more

9/16/2016 - Broker-Dealer CFTC Corporate Counsel DOJ EMIR Export Controls Financial Conduct Authority (FCA) FinCEN FINRA Hackers Money Laundering Panama Papers Popular Sanctions SEC Securities Fraud Spoofing UK

2015 Year-End Cross-Border Government Investigations and Regulatory Enforcement Review

Globalization has connected people, companies, and products across national borders more than ever. Goods and services developed in one part of the world are readily available in other parts of the world and technology is...more

3/11/2016 - Accounting Fraud Anti-Money Laundering Dodd-Frank FIFA Government Investigations Insider Trading Racketeering Regulatory Oversight Sanctions SEC Securities Fraud Spoofing UK Whistleblowers

U.S. Supreme Court To Review Fifth Circuit’s SLUSA Decision in Stanford Ponzi Scheme Case

The Supreme Court recently granted certiorari to examine the “in connection with” requirement of the Securities Litigation Uniform Standards Act (“SLUSA”) in Chadbourne & Parke LLP v. Troice, No. 12-79....more

1/28/2013 - Chadbourne & Parke LLP v Troice Class Action Ponzi Scheme SCOTUS SLUSA

Delaware Supreme Court Allows Opt-Out Right in Securities Case Certified on Equitable Grounds

In In Re Celera Corporation Shareholder Litigation, No. 212, 2012 (Del. Dec. 27, 2012), the Delaware Supreme Court reversed the lower Court of Chancery and ruled that a large holder of Celera Corporation (“Celera”) shares...more

1/16/2013 - Abuse of Discretion Appeals Celera Class Action Class Representatives Fiduciary Duty Mootness Opt-Outs Preliminary Injunctions Settlement Shareholder Litigation Standing

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