Gabriella Lombardi

Pillsbury Winthrop Shaw Pittman LLP

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Best Laid Plans Gone Awry: Practices for Rule 10b5-1 Trading Plans

Rule 10b5-1 trading plans are in the limelight due to investigations initiated by U.S. Attorney’s Offices and the SEC into possible abuses by corporate executives of such plans. Now, more than ever, companies and their boards...more

5/10/2013 - Board of Directors Compliance Insider Trading Material Nonpublic Information Rule 10b-5 SEC Trading Plans

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