George Stamboulidis

BakerHostetler

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Latest Posts › Corporate Governance

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SEC Director of Enforcement Warns of a ‘Perfect Storm’ Developing Around AI

Director of Enforcement of the U.S. Securities and Exchange Commission (SEC or Commission) Gurbir Grewal warns of the risks surrounding artificial intelligence (AI) related disclosures and puts investment advisers and public...more

4/19/2024 / Artificial Intelligence , Corporate Governance , Environmental Social & Governance (ESG) , Securities and Exchange Commission (SEC) , Securities Violations

SEC Chief Accountant Warns About Need for Comprehensive Risk Assessments

For years, regulators have emphasized that the starting point for maintaining an effective compliance program is understanding the particular risks the company faces. According to Munter, this same concept applies to...more

9/15/2023 / Corporate Governance , Financial Reporting , Financial Statements , Internal Controls , Privately Held Corporations , Publicly-Traded Companies , Reporting Requirements , Risk Assessment , Risk Management , Securities and Exchange Commission (SEC)

The Navigator - Issue 1 Summer 2013

Welcome to the inaugural edition of BakerHostetler's The Navigator, your source for news, trends, research and reliable commentary on white collar defense, corporate investigations, monitorships, examinerships and...more

7/17/2013 / Compliance , Corporate Governance , Employer Liability Issues , Enforcement , Investigations , White Collar Crimes

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