Gregory Brown

Gregory Brown

Holland & Knight LLP

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Latest Publications


Department of Labor Increases Penalties for Certain ERISA Violations

The U.S. Department of Labor (DOL) published on July 1, 2016, an interim final rule adjusting the civil monetary penalties that it can enforce. These adjustments are the result of the Federal Civil Penalties Inflation...more

7/14/2016 - CHIP Civil Monetary Penalty Disclosure Requirements DOL Employee Benefits ERISA Failure-to-File Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 Filing Requirements GINA Health and Welfare Plans Inflation Adjustments Interim Rule IRS Multiemployer Plan Pensions Policy Violations Retirement Plan

DOL Announces in Final Fiduciary Rule that Additional ESOP Guidance is Forthcoming

When the U.S. Department of Labor (DOL) released its long-awaited final rule describing investment advice (the Final Rule) on April 6, 2016, it delivered a special note to many in the employee stock ownership plan (ESOP)...more

4/11/2016 - Business Advice Conflicts of Interest DOL Employee Benefits ERISA ESOP Fiduciary Duty Final Rules Investment Adviser

A New Reality for ESOP Fiduciaries - Company Stock Investments for Employee Participants in Retirement Plans of Public and...

For the ESOP fiduciary of a publicly traded employer, the Supreme Court has made clear that non-public insider information is not required to be used in reaching a decision to buy, hold or sell employer securities....more

7/29/2014 - 401k Employee Benefits ESOP FIfth Third Bancorp v Dudenhoeffer Retirement Retirement Plan SCOTUS US Bancorp

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