Gregory Brown

Gregory Brown

Holland & Knight LLP

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DOL Announces in Final Fiduciary Rule that Additional ESOP Guidance is Forthcoming

When the U.S. Department of Labor (DOL) released its long-awaited final rule describing investment advice (the Final Rule) on April 6, 2016, it delivered a special note to many in the employee stock ownership plan (ESOP)...more

4/11/2016 - Business Advice Conflicts of Interest DOL Employee Benefits ERISA ESOP Fiduciary Duty Final Rules Investment Adviser

A New Reality for ESOP Fiduciaries - Company Stock Investments for Employee Participants in Retirement Plans of Public and...

For the ESOP fiduciary of a publicly traded employer, the Supreme Court has made clear that non-public insider information is not required to be used in reaching a decision to buy, hold or sell employer securities....more

7/29/2014 - 401k Employee Benefits ESOP FIfth Third Bancorp v Dudenhoeffer Retirement Retirement Plan SCOTUS US Bancorp

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