Gregory C. Schick

Gregory C. Schick

Sheppard Mullin Richter & Hampton LLP

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Changes in the Wind for Rule 10b5-1 Trading Plans?

On December 28, 2012, the Council of Institutional Investors (CII) submitted a letter to the Securities and Exchange Commission (SEC) requesting that the SEC implement rulemaking to impose new requirements with respect to...more

1/17/2013 - 10b5-1 Plans CII Enforcement Actions Insider Trading SEC

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