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Gregory Eisenreich

Gregory Eisenreich

Barger & Wolen


Latest Publications

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FINRA Panel Rules on Charles Schwab's Challenge to FINRA Rules Prohibiting Class Action Waiver Clauses

In October 2011, Charles Schwab ("Schwab") began inserting into its customer Account Agreements a class action waiver clause....more

2/25/2013 - AT&T Mobility v Concepcion Case Consolidation Charles Schwab Class Action Arbitration Waivers Disciplinary Proceedings Federal Arbitration Act FINRA FINRA Hearing Panel SCOTUS SEC

District Court Finds Class Action Waiver Clauses in Employment Agreements Are Permissible Under FINRA Rules 13204(a) and (b)

On December 4, 2012, in Cohen v. UBS Financial Services, Inc., et al, 12-CIV-2147 ("Cohen"), the United States District Court for the Southern District of New York addressed whether Rules 13204(a) and (b) of the FINRA Code of...more

12/7/2012 - Arbitration Arbitration Agreements Class Action Arbitration Waivers Employment Contract FINRA UBS

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