Gregory Nowak

Gregory Nowak

Pepper Hamilton LLP

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CFTC Grants Exemptive Relief to Private Fund Managers: General Solicitation Conditionally Permitted

The JOBS Act and the regulations thereunder (which went effective on September 23, 2013) applies to private issuers – including hedge funds and private equity funds – that want to make general solicitations within the context...more

9/18/2014 - CFTC Fund Managers General Solicitation JOBS Act Private Equity Private Funds Rule 506 Offerings

The SEC’s Proposed Rule Changes Under The JOBS Act

As much as the elimination of the ban on general solicitation of private placements through the passage of Rule 506(c) creates significant opportunities for private issuers, the U.S. Securities and Exchange Commission (SEC)...more

9/19/2013 - Disclosure Requirements Form D Filing General Solicitation JOBS Act Proposed Regulation Regulation D Rule 506 Offerings SEC

The Impact Of Rule 506(c) On Private Funds And Their Managers Who Are Legally Avoiding Full Registration As Commodity Pool...

The Jumpstart Our Business Startups Act (JOBS Act) directed the U.S. Securities and Exchange Commission (SEC) to eliminate the prohibition against general solicitation or general advertising in any offering of securities...more

9/5/2013 - CFTC Commodities Exchange Act Commodity Pool Fund Managers General Solicitation JOBS Act Private Equity Funds Private Funds Rule 506 Offerings SEC

JOBS Act Implementation Regulations [Video]

The Jumpstart Our Business Startups Act (JOBS Act) regulations, which were announced on July 10 and which become effective on September 23, promise a new era for capital raising for operating companies and private funds...more

8/12/2013 - Accredited Investors Advertising Bad Actors Filing Requirements General Solicitation JOBS Act New Regulations Private Equity Regulation D Rule 144A Rule 156 Rule 506 Offerings SEC

Introduction To JOBS Act Regulations Effective On September 23, 2013

On July 10 the Securities and Exchange Commission (SEC) adopted implementing regulations under the JOBS Act of 2012 (concerning the relaxation of the prohibitions against “general solicitations” under Regulation D under the...more

8/2/2013 - Accredited Investors Advertising Bad Actors Disqualification Dodd-Frank General Solicitation JOBS Act Regulation D SEC

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