Guy Connell

Guy Connell

Proskauer Rose LLP

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Hong Kong SFC Continues To Step Up Its Enforcement Action amidst Enhanced Regulation of IPO Sponsors

With the date for the introduction of the new regulatory regime for IPO sponsors now just a matter of weeks away on October 1, 2013, the Hong Kong market has witnessed further action taken by the Securities and Futures...more

9/16/2013 - Compliance Enforcement Actions Futures Hong Kong Investors IPO Securities

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