Harris M. Mufson

Harris M. Mufson

Proskauer Rose LLP

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FINRA Rule Amended: Whistleblower Claims Not Subject To Mandatory Arbitration

The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd Frank) amended the whistleblower provision in Section 806 of the Sarbanes-Oxley Act of 2002 (SOX) to state that pre-dispute arbitration agreements that...more

11/26/2012 - Arbitration Agreements FINRA Sarbanes-Oxley SEC Whistleblowers

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