Herman Raspé

Herman Raspé

Patterson Belknap Webb & Tyler LLP

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Latest Publications


NYSE Proposes Rule Changes Requiring Foreign Private Issuers to Submit Semi-Annual Financial Information to SEC

The New York Stock Exchange (NYSE) recently proposed amendments to the NYSE Listed Company Manual (Manual) to adopt a requirement that NYSE-listed foreign private issuers (FPIs) submit semi-annual unaudited financial...more

5/22/2015 - Financial Statements Foreign Private Issuers NYSE Proposed Amendments Publicly-Traded Companies Reporting Requirements

SEC Adopts JOBS Act Private Placement Provisions: Lifts Ban on General Solicitation and Advertising in Private Placements

On July 10, 2013, the Securities and Exchange Commission (“SEC”) approved by a vote of 4-1 final rules that eliminate the prohibition against general solicitation and advertising in certain private offerings of securities. ...more

7/31/2013 - Advertising Bad Actors Dodd-Frank General Solicitation JOBS Act Private Placements Regulation D Rule 144A Rule 506 Offerings SEC Securities Act of 1933

SEC Outlines Position on FD Disclosure Using Social Media

The Securities and Exchange Commission (SEC), on April 2, 2013, outlined a new disclosure position that clarifies that public companies can use social media outlets like Facebook and Twitter to announce key information in...more

4/8/2013 - Facebook Investors Public Disclosure Regulation FD SEC Social Media Twitter

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