Holt Goddard

Holt Goddard

White & Case LLP

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SEC Proposes Amendments to Exchange Act Rules—Higher Thresholds for Mandatory Registration as Required by the JOBS Act

On December 18, 2014, the SEC proposed rule amendments required by the Jumpstart Our Business Startups (JOBS) Act that, if enacted, would: - revise the SEC’s rules relating to the thresholds for registration,...more

12/29/2014 - Accredited Investors Bank Holding Company Banks JOBS Act Proposed Amendments Registration Safe Harbors SEC Securities Exchange Act

SEC Proposes Rules on Pay Ratio Disclosure

On September 18, 2013, the Securities and Exchange Commission (the “SEC”) approved by a three-to-two vote proposed rules (the “Proposed Rules”) implementing Section 953(b) of the Dodd-Frank Wall Street Reform and Consumer...more

9/27/2013 - Annual Filings Annual Reports CEOs Disclosure Requirements Dodd-Frank Executive Compensation Form 10-K Pay Ratio Regulation S-K SEC

Considerations for the 2013 Form 10-K and Annual Proxy Season

The upcoming 2013 proxy season will likely be impacted by new policies issued by proxy advisers, as well as shareholder activists taking advantage of previously adopted rules, rather than by recent legislative or rulemaking...more

1/7/2013 - Board of Directors CEOs Clawback Agreements Compensation Committee Conflict Mineral Rules Disclosure Requirements Dodd-Frank Form 10-K Iran Threat Reduction and Syria Human Rights Act ISS Nasdaq NYSE Pay-for-Performance Proxy Season Proxy Voting Guidelines Say-on-Pay SEC Shareholder Proposals Shareholders

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