Ian Cuillerier

Extension of Comment Period on SEC Capital and Margin Rules

Introduction - On October 18, 2012, the Securities and Exchange Commission (the “SEC”) issued Release No. 34-68071 containing its proposed rules (the “Proposed Rules”) relating to the capital, margin and segregation...more

2/21/2013 - Broker-Dealer Capital Requirements Extensions Major Swap Participants Margin Requirements MSBSPs Risk Management SEC Security-Based Swaps Segregation Requirements Stand-Alone SBSDs Swap Dealers