On October 18, 2012, the Securities and Exchange Commission (the “SEC”) issued Release No. 34-68071 containing its proposed rules (the “Proposed Rules”) relating to the capital, margin and segregation...more
- Broker-Dealer Capital Requirements Extensions Major Swap Participants Margin Requirements MSBSPs Risk Management SEC Security-Based Swaps Segregation Requirements Stand-Alone SBSDs Swap Dealers
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