On October 18, 2012, the Securities and Exchange Commission (the “SEC”) issued Release No. 34-68071 containing its proposed rules (the “Proposed Rules”) relating to the capital, margin and segregation...more
- Broker-Dealer Capital Requirements Extensions Major Swap Participants Margin Requirements MSBSPs Risk Management SEC Security-Based Swaps Segregation Requirements Stand-Alone SBSDs Swap Dealers
On December 18, 2012, the US Commodity Futures Trading Commission’s (the “Commission”) approved interim final rules (the “Interim Final Rules”) for swap dealers (“SDs”) and major swap participants (“MSPs”) that delay...more
- CFTC Dodd-Frank Major Swap Participants Required Documentation Swap Dealers Swaps
- Business Conduct Standards CFTC Compliance Dodd-Frank ISDA Major Swap Participants Required Documentation Swap Dealers Swaps
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