Ian Cuillerier

Ian Cuillerier

White & Case LLP

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SEC Proposed Rules on Cross-Border Security-Based Swap Activities

Introduction - On May 1, 2013, the Securities and Exchange Commission (“SEC”) adopted and made public for comment proposed rules and interpretive guidance (“Proposed Rules”) to address the application of the provisions...more

6/3/2013 - Cross-Border Dodd-Frank Foreign Branches of U.S. Banks Major Swap Participants Registration SEC Securities Exchange Act Security-Based Swaps SEFs Swap Dealers Swaps Title VII

Extension of Comment Period on SEC Capital and Margin Rules

Introduction - On October 18, 2012, the Securities and Exchange Commission (the “SEC”) issued Release No. 34-68071 containing its proposed rules (the “Proposed Rules”) relating to the capital, margin and segregation...more

2/21/2013 - Broker-Dealer Capital Requirements Extensions Major Swap Participants Margin Requirements MSBSPs Risk Management SEC Security-Based Swaps Segregation Requirements Stand-Alone SBSDs Swap Dealers

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