Isabelle Sajous

Isabelle Sajous

Morrison & Foerster LLP

Contact  |  View Bio  |  RSS

Latest Posts › Stock Repurchases

Share:

Investment Management Legal + Regulatory Update -- February 2013

In This Issue: Regulatory Updates - FINRA overhaul of communications rules becomes effective and ICI and CoC appeal Rule 4.5 ruling. Enforcement + Litigation - Enforcement Division priorities target hedge...more

2/14/2013 - ALJ Brokers CoC Enforcement Fines FINRA Hedge Funds ICI Investment Adviser Investment Funds SEC Stock Repurchases Valuation

1 Results
|
View per page
Page: of 1