James Campbell

James Campbell

Shearman & Sterling LLP

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Financial Regulatory Developments Focus - July 2014 #3

In this issue: - Derivatives - Compensation - Bank Prudential Regulation and Regulatory Capital - Recovery & Resolution - Credit Ratings - Insurance - Financial Services...more

7/23/2014 - Banking Sector Banks Basel III Capital Markets Credit Ratings Derivatives EMIR Enforcement ESMA EU European Banking Authority European Central Bank European Commission Executive Compensation FDIC Insurance Reform OCC Reporting Requirements Stress Tests

Financial Regulatory Developments Focus - July 2014 #2

In this issue: - Derivatives - Regulatory Capital - Recovery & Resolution - Financial Services - Consumer Protection - Enforcement - People - Events -...more

7/15/2014 - Banking Sector Banks CFTC Derivatives Draft Guidance EMIR ESMA EU European Banking Authority European Commission No-Action Relief OCC

Financial Regulatory Developments Focus - June 2014 #3

In this issue: - Derivatives - Regulatory Capital - Bank Prudential Regulation - Financial Services - Enforcement - People - Events - Excerpt from...more

6/25/2014 - Banks Derivatives ESMA EU Financial Regulatory Reform Prudential Regulation Authority

Basel III Framework: Large Exposures

Even banks with strong capital ratios may fail as a result of the sudden failure of a counterparty or group of connected counterparties. To address this risk and to complement the now near-final Basel III framework, the Basel...more

6/16/2014 - Banks Basel Committee Basel III EU Foreign Banks Risk Management

Financial Regulatory Developments Focus - June 2014 #1

In this issue: - Derivatives - Regulatory Capital - Bank Prudential Regulation - Financial Market Infrastructure - Financial Services - Enforcement - People -...more

6/5/2014 - Banks Capital Markets Capital Requirements Compliance Derivatives EMIR ESMA EU European Banking Authority Financial Markets Financial Regulatory Reform Infrastructure Prudential Regulation Authority SEC UK

Financial Regulatory Developments Focus - May 2014

In this issue: - Derivatives - Regulatory Capital - Recovery & Resolution - Funds - Financial Services - Enforcement - Events - Excerpt from...more

5/27/2014 - AIFMD Capital Markets CCPs CFPB CFTC Commodities Credit Suisse Derivatives EMIR Enforcement ESMA EU Federal Reserve Hedge Funds Hedges MiFID No-Action Relief Proposed Legislation Reporting Requirements

Financial Regulatory Developments Focus - May 2014

In this issue: - Derivatives - Bank Prudential Regulation - Financial Services - Enforcement - People - Events - Excerpt from Derivatives: Implementing Regulation...more

5/21/2014 - Banks Derivatives EMIR Enforcement Enforcement Actions ESMA EU European Commission Financial Regulatory Reform ITS Prudential Regulation Authority

Financial Regulatory Developments Focus - May 2014

In this issue: - Derivatives - Bank Prudential Regulation - Financial Market Infrastructure - Credit Ratings - Consumer Protection - Enforcement - Events - Excerpt from...more

5/14/2014 - Banks Compliance Credit Ratings Derivatives EMIR Enforcement ESMA EU Financial Regulatory Reform Infrastructure Prudential Regulation Authority Prudential Standards

Financial Regulatory Developments Focus - May 2014

In this issue: - Derivatives - Regulatory Capital - Financial Services - Market Infrastructure - Enforcement - Financial Crime - Events - Excerpt from Derivatives: CFTC...more

5/7/2014 - Banks Capital Markets CFTC Credit Ratings Derivatives DMO EU FCA FDIC Federal Reserve OCC SEFs Stress Tests

Financial Regulatory Developments Focus - April 2014

In this issue: - Regulatory Capital - Financial Services - Recovery & Resolution - Financial Market Infrastructure - Consumer Protection - People - Excerpt from Regulatory...more

4/23/2014 - Banks Capital Markets Economic Development EU European Banking Authority Financial Regulatory Reform

Financial Regulatory Developments Focus - April 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Financial Services - Financial Crime - Excerpt from Derivatives: European Commission Consults on Definition...more

4/16/2014 - CFTC Data Collection Derivatives EU Financial Instruments Financial Products Financial Regulatory Reform Swaps

Financial Regulatory Developments Focus - April 8, 2014

In this issue: - Derivatives - Bank Structure - Regulatory Capital - Financial Services - Financial Market Infrastructure - Funds - Financial Crime - People -...more

4/9/2014 - Banks Capital Markets CCPs Derivatives EMIR ESMA EU Financial Crimes Financial Regulatory Reform Investment Funds

Financial Regulatory Developments Focus - March 18, 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Financial Market Infrastructure - Financial Services - Consumer Protection - Enforcement - People - Events -...more

3/19/2014 - Asset Management Banks Broker-Dealer Derivatives EU Financial Regulatory Reform Investment Funds OTC

Financial Regulatory Developments Focus - February 18, 2014

In this issue: - Derivatives - Regulatory Capital - Financial Services - Enforcement - Events - People - Excerpt from Derivatives - ESMA Requests Clarification on...more

2/18/2014 - EMIR ESMA EU Financial Regulatory Reform

Financial Regulatory Developments Focus

In this issue: - Derivatives - Regulatory Capital - Financial Services - Consumer Protection - Enforcement - People - Hearings - Excerpt from Derivatives: ESMA...more

1/28/2014 - Basel Committee CFPB ECJ EMIR Enforcement ESMA EU European Commission Federal Reserve Financial Regulatory Reform Fines Trade Repositories

Vickers Recommendations on Bank Ring-fencing Made Law in the UK

New laws requiring the ring-fencing of retail banking from investment banking have been enacted in the UK. The protection of retail businesses was one of many recommendations made by the Independent Commission on Banking in...more

12/20/2013 - Banks EU Proprietary Trading Prudential Regulation Authority Ring-Fencing UK Vickers Report Volcker Rule

Basel III Framework: US/EU Comparison

The US and EU rules implementing Basel III follow many aspects of Basel III closely, but there are major differences in approach in several key areas. Financial institutions have been engaged in a “race to the top” to show...more

9/17/2013 - Basel III EU Financial Regulatory Reform

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