James Carroll

James Carroll

Perkins Coie

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Latest Publications


Revisions To SEC Rule 506 Permitting General Solicitation Effective September 23, 2013

New SEC Rules Permitting General Solicitation - On September 23, 2013 the new Securities and Exchange Commission (SEC) rules permitting general solicitation and advertising of private securities offerings pursuant to...more

9/24/2013 - General Solicitation JOBS Act Rule 506 Offerings SEC

JOBS Act: SEC Adopts Rules To Permit General Solicitation And Advertising For Private Offerings

When enacted on April 5, 2012, Title II of the Jumpstart Our Business Startups Act of 2012 (JOBS Act) endeavored to lift the long-standing ban on general solicitation and advertising for private securities offerings under...more

7/11/2013 - Accredited Investors Advertising General Solicitation Investors JOBS Act Private Offerings Qualified Institutional Buyers Regulation D Rule 506 Offerings SEC

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