James Coffey

James Coffey

McCarter & English, LLP

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Latest Posts › Accredited Investors


New Rule 506(d) "Bad Actor" Disqualification - A Continuous Diligence Headache for Emerging Companies

As required by the Dodd-Frank Act, the SEC on July 10, 2013, adopted final Rule 506(d) to "disqualify felons and other bad actors" from Regulation D private offerings. New Rule 506(d) identifies persons and triggering events...more

8/26/2013 - Accredited Investors Advertising Bad Actors Compliance Dodd-Frank Due Diligence Exemptions General Solicitation Regulation D Rule 506 Offerings SEC

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