James Coffey

James Coffey

McCarter & English, LLP

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SEC Releases Proposed Rules for Regulation A+ under the JOBS Act: A Promising and Innovative Route to Capital Formation for Young...

The SEC has released long-awaited proposed rules to implement Title IV of the JOBS Act, now known as Regulation A+. This regulation could bridge a difficult gap for small companies looking to raise capital. If your company...more

1/22/2014 - IPO JOBS Act Regulation A SEC Startups Title IV

New Rule 506(d) "Bad Actor" Disqualification - A Continuous Diligence Headache for Emerging Companies

As required by the Dodd-Frank Act, the SEC on July 10, 2013, adopted final Rule 506(d) to "disqualify felons and other bad actors" from Regulation D private offerings. New Rule 506(d) identifies persons and triggering events...more

8/26/2013 - Accredited Investors Advertising Bad Actors Compliance Dodd-Frank Due Diligence Exemptions General Solicitation Regulation D Rule 506 Offerings SEC

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