James Kearney

James Kearney

Stoel Rives LLP

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In Case You Missed It - Interesting Items for Corporate Counsel - November 2014

1.As the year moves to a close, expect lots of chatter about the upcoming 2015 proxy season. Including from us beginning right now. 2.Almost certainly because good corporate governance practices just change so darn...more

11/13/2014 - Accredited Investors Broken Windows Corporate Governance Crowdfunding Cybersecurity Glass Lewis ISS Proxy Season Proxy Voting Guidelines Sarbanes-Oxley SEC Shareholders Voting Rights

In Case You Missed It - Interesting Items for Corporate Counsel

The SEC reminded everyone that, yes, it cares whether you timely file your Section 16 reports, by announcing enforcement actions against 28 Section 16 filers and six public companies here. Some tie the unprecedented...more

10/16/2014 - Broker-Dealer Compliance Corporate Counsel Disclosure Requirements Duty to Disclose Enforcement Enforcement Actions JOBS Act SEC Section 16

In Case You Missed It - Interesting Items for Corporate Counsel

The Director of the SEC’s Division of Corporation Finance, Keith Higgins, recently gave the keynote address, here, at the 2014 Angel Capital Association Summit. He focused on the following three items on the SEC rulemaking...more

4/11/2014 - Accredited Investors Angel Investors Conflict Mineral Rules Corporate Counsel Cybersecurity Disclosure Requirements General Solicitation IPO ISS JOBS Act Rule 506 Offerings Sarbanes-Oxley SEC

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