James Kearney

James Kearney

Stoel Rives LLP

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In Case You Missed It - Interesting Items for Corporate Counsel - March 2015

It's difficult to discern “trends” from reactions to date on proxy access proposals, but here are some data points: Three companies, including two on the NY Comptroller’s 75-company target list have adopted...more

3/12/2015 - BlackRock Bylaws CalPERS Corporate Governance Equity Plans Fee-Shifting Forum Selection Clause ISS Management Proposals Monsanto Proxy Access Rule Proxy Statements Shareholder Proposals Warren Buffet

In Case You Missed It - Interesting Items for Corporate Counsel - February 2015

It’s still the case that commentators have said nothing revelationary about “proxy access ,” the recent private-ordering push, and the SEC’s flip-floppery on its Whole Foods no-action letter. “Proxy access” is short hand for...more

2/12/2015 - No-Action Letters Proxy Access Rule Regulatory Agenda Regulatory History Regulatory Standards SEC Shareholders Whole Foods

In Case You Missed It - Interesting Items for Corporate Counsel - November 2014

1.As the year moves to a close, expect lots of chatter about the upcoming 2015 proxy season. Including from us beginning right now. 2.Almost certainly because good corporate governance practices just change so darn...more

11/13/2014 - Accredited Investors Broken Windows Corporate Governance Crowdfunding Cybersecurity Glass Lewis ISS Proxy Season Proxy Voting Guidelines Sarbanes-Oxley SEC Shareholders Voting Rights

In Case You Missed It - Interesting Items for Corporate Counsel

The SEC reminded everyone that, yes, it cares whether you timely file your Section 16 reports, by announcing enforcement actions against 28 Section 16 filers and six public companies here. Some tie the unprecedented...more

10/16/2014 - Broker-Dealer Compliance Corporate Counsel Disclosure Requirements Duty to Disclose Enforcement Enforcement Actions JOBS Act SEC Section 16

In Case You Missed It - Interesting Items for Corporate Counsel

The Director of the SEC’s Division of Corporation Finance, Keith Higgins, recently gave the keynote address, here, at the 2014 Angel Capital Association Summit. He focused on the following three items on the SEC rulemaking...more

4/11/2014 - Accredited Investors Angel Investors Conflict Mineral Rules Corporate Counsel Cybersecurity Disclosure Requirements General Solicitation IPO ISS JOBS Act Rule 506 Offerings Sarbanes-Oxley SEC

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