James Cain

Eversheds Sutherland (US) LLP

+ Follow Contact

Latest Posts › Registration

Share:

The SEC Releases Regulations on Reporting and Dissemination of Security-Based Swaps Data

On February 11, 2015, the Securities and Exchange Commission (SEC) published final regulations that will require Swap Data Repositories (SDRs)1 to register with the SEC (Regulation SDR) and prescribe reporting and public...more

4/10/2015 / Comment Period , Disclosure Requirements , Final Rules , Public Comment , Registration , Securities and Exchange Commission (SEC) , Security-Based Swaps , Swap Data Repositories

NFA Issues Revised Forms CPO-PQR and CTA-PR

On June 5, the National Futures Association (NFA) announced the issuance of revised Forms CPO-PQR and CTA-PR. The NFA is the self-regulatory organization to which the Commodity Futures Trading Commission (CFTC) has delegated...more

6/10/2014 / CFTC , Commodity Trading Advisors (CTAs) , CPO , NFA , Registration

CFTC Announces Beginning of Real-Time Reporting and Swap Dealer Registration Requirements and Releases List of Provisionally...

Today, Wednesday, January 2, 2013, the Commodity Futures Trading Commission (CFTC) announced that final rules pertaining to: (1) real-time reporting of swap transaction data; and (2) swap dealer registration requirements,...more

1/3/2013 / CFTC , Registration , Swap Dealers , Swaps

3 Results

View per page

Page: of 1