James Cain

James Cain

Eversheds Sutherland (US) LLP

Contact
View Bio
RSS

Latest Posts › Security-Based Swaps

Share:

SEC’s Proposed SBS Rules on Cross-Border Security-Based Swap Activities

When the Securities and Exchange Commission (SEC) adopted final rules in June 2014 on the cross-border activities of security-based swap (SBS) dealers and major SBS participants, the SEC indicated that it would reserve the...more

5/26/2015  /  Cross-Border Transactions , Dodd-Frank , Major Swap Participants , Securities and Exchange Commission (SEC) , Security-Based Swaps

The SEC Releases Regulations on Reporting and Dissemination of Security-Based Swaps Data

On February 11, 2015, the Securities and Exchange Commission (SEC) published final regulations that will require Swap Data Repositories (SDRs)1 to register with the SEC (Regulation SDR) and prescribe reporting and public...more

4/10/2015  /  Comment Period , Disclosure Requirements , Final Rules , Public Comment , Registration , Securities and Exchange Commission (SEC) , Security-Based Swaps , Swap Data Repositories
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide