James R. Tanenbaum

James R. Tanenbaum

Morrison & Foerster LLP

Contact  |  View Bio  |  RSS

Latest Publications

Share:

A tipping point in US capital markets: the impact of the JOBS Act on foreign issuers

For most of the 20th century and into the 21st century, the US equities market has been the deepest, broadest and largest equities market in the world. Historically, growing companies, whether domestic or foreign, have south...more

3/24/2014 - IPO JOBS Act Startups

A Year End Look at the JOBS Act

2013 has proven to be a strong year for IPOs. According to a recent PWC study, total IPO volume for 2013, as of December 17, reached 237 public company debuts, which is an increase over 2012. The overwhelming majority of...more

1/2/2014 - Dodd-Frank IPO JOBS Act No-Action Letters Regulation D Rule 506 Offerings SEC Title II Title III Title IV

The Volcker Rule and Capital Markets Offerings

Final regulations under the section of the Dodd-Frank Act known as the “Volcker Rule” were enacted in December 2013 (the “Final Rule”) by five federal financial regulatory agencies (collectively, the “Agencies”). The Volcker...more

12/31/2013 - Banking Reform Bill Covered Banking Entity Dodd-Frank FBOs Market Making Proprietary Trading Risk Mitigation Underwriting Volcker Rule

A+ Indeed: The SEC’s Proposed Rules Amending Reg A

Overview - Yesterday, December 18, 2013, the SEC released proposed rules to carry out the rulemaking mandate of Title IV of the JOBS Act. The proposed rules both retain and modernize the current framework of Regulation...more

12/20/2013 - Disclosure Requirements EDGAR Investors JOBS Act Regulation A Reporting Requirements Safe Harbors SEC Securities Act of 1933

Observations Drawn from SEC’s Crowdfunding Proposal

Even if you have no interest in crowdfunding, there are a number of interesting elements in the SEC’s crowdfunding proposal that may have broader applicability....more

11/1/2013 - Crowdfunding FINRA JOBS Act Regulation A SEC

Private Offerings: Questions that Might Frequently be Asked Sometime Soon

Although the SEC’s final rule relaxing the ban on general solicitation in certain Rule 506 offerings and Rule 144A offerings was highly anticipated, the final rule leaves open or raises a number of interesting...more

7/24/2013 - Accredited Investors Advertising Dodd-Frank General Solicitation Marketing Private Placements Regulation D Rule 144A Rule 506 Offerings SEC

Dodd-Frank Implementation: Navigating the Road Ahead

Table of Contents: Introduction; Financial Stability Reform; Resolution Planning; Agencies and Agency Oversight Reform; Securitization Reform; Derivatives Regulation; Investor Protection Reform; Credit Rating Agency...more

12/29/2012 - Capital Requirements CFPB Corporate Governance Credit Ratings Derivatives Disclosure Requirements Dodd-Frank Financial Stability Acts Foreign Banks Mortgage Loan Originators Mortgages Securitization Servicing Policies Volcker Rule

7 Results
|
View per page
Page: of 1