James Van De Graaff

James Van De Graaff

Katten Muchin Rosenman LLP

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Latest Posts › Equity Transactions


FINRA Proposes Rule Change that Would Require Reporting OTC Equity Transactions Within 10 Seconds

The Financial Industry Regulatory Authority has filed a proposed rule change requiring trades and trade cancellations in over-the counter (OTC) transactions in National Market System stocks and OTC equity securities (as...more

2/19/2013 - Equity Transactions FINRA OTC Reporting Requirements

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