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James Van De Graaff

James Van De Graaff

Katten Muchin Rosenman LLP


Latest Posts › Markups

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FINRA Offers Changes to Proposed Rules Governing Markups, Commissions and Fees

In February 2011, the Financial Industry Regulatory Authority initially sought comment on proposed rules governing markups, commissions and fees...more

2/19/2013 - Broker Commissions Fees FINRA Markups

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