James Van De Graaff

James Van De Graaff

Katten Muchin Rosenman LLP

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FINRA Provides Guidance on Rules Governing Communications with the Public

The Securities and Exchange Commission approved a rule change by the Financial Industry Regulatory Authority pursuant to which National Association of Securities Dealers (NASD) Rules 2210 and 2211 and NASD Interpretive...more

1/14/2013 - FINRA Public Communications SEC

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