James Wald

The United States Supreme Court Will Review the Scope of Federal Preclusion of State Securities Claims

On January 18, 2013, the United States Supreme Court granted certiorari to resolve a circuit split concerning the extent to which the Securities Litigation Uniform Standards Act of 1998 (“SLUSA”) preempts state law claims...more

1/25/2013 - Brokers Equity Securities Federal Preclusion Fraud Investors Ponzi Scheme Preemption Private Equity Private Securities Litigation Reform Act of 1995 SCOTUS SLUSA Split of Authority State Securities Claims