Janet M. Angstadt

Janet M. Angstadt

Katten Muchin Rosenman LLP

Contact  |  View Bio  |  RSS

Latest Posts › Fees

Share:

FINRA Proposes to Make Permanent the Limited Fee Waiver Pilot Program for TRACE Data

On October 3, the Financial Industry Regulatory Authority, Inc. proposed a rule change to FINRA Rule 7730(C)(1)(A) to adopt as permanent the pilot program to provide certain market participants with a one-month trial period...more

10/14/2014 - Compliance Fees FINRA TRACE

FINRA Changes Membership Application Fees

The Financial Industry Regulatory Authority announced that it will waive continuing membership application (CMA) fees when a CMA proposes minor changes that do not require substantial review by FINRA staff, such as certain...more

3/19/2013 - Fees FINRA

2 Results
|
View per page
Page: of 1