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Jay A. Dubow

Jay A. Dubow

Pepper Hamilton LLP


Latest Publications

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The SEC Is Scrutinizing Asset Valuations—Are You Ready?

The Securities and Exchange Commission (SEC) recently has set its sights on registered entities and their officers and directors for overvaluing the entities’ assets....more

1/10/2013 - Asset Valuations Directors Enforcement Financial Accounting Standards Board Hedge Funds Investment Adviser Mutual Funds Officers SEC Valuation

Rule 10b5-1 Stock Trading Plans Are Not Bulletproof

Many corporate executives rely on Rule 10b5-1 plans to buy or sell shares of their company’s stock without having to worry about violating insider trading laws, even when the trades take place when the executive possesses...more

12/17/2012 - 10b5-1 Plans Insider Trading Securities

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