The Securities and Exchange Commission (SEC) recently has set its sights on registered entities and their officers and directors for overvaluing the entities’ assets....more
- Asset Valuations Directors Enforcement Financial Accounting Standards Board Hedge Funds Investment Adviser Mutual Funds Officers SEC Valuation
Many corporate executives rely on Rule 10b5-1 plans to buy or sell shares of their company’s stock without having to worry about violating insider trading laws, even when the trades take place when the executive possesses...more
- 10b5-1 Plans Insider Trading Securities
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