Jay A. Dubow

Jay A. Dubow

Pepper Hamilton LLP

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Latest Posts › Enforcement


Securities And Exchange Commission Creates New Private Fund Unit Dedicated To Examination Of Private Equity And Hedge Funds

On April 7, 2014, it was announced that the United States Securities and Exchange Commission (SEC) has created a new private fund unit dedicated to the examination of private equity and hedge funds....more

4/10/2014 - Enforcement Hedge Funds Private Equity Private Funds SEC

The SEC Is Scrutinizing Asset Valuations—Are You Ready?

The Securities and Exchange Commission (SEC) recently has set its sights on registered entities and their officers and directors for overvaluing the entities’ assets....more

1/10/2013 - Asset Valuations Corporate Officers Directors Enforcement Financial Accounting Standards Board GAAP Hedge Funds Investment Adviser Mutual Funds SEC Valuation

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