Jean-François Hudon

Jean-François Hudon

Aird & Berlis

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Are You in a Conflict of Interest? Outside Business Activities Through the Lens of the Regulator

The Investment Industry Regulatory Organization of Canada (hereafter “IIROC”) published a Rules Notice on June 13, 2013, introducing the new Dealer Member Rule 43 which governs outside business activities and personal...more

6/26/2013 - Canada Conflicts of Interest Financial Actvities New Regulations

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