Jeff Kern

Jeff Kern

Sheppard Mullin Richter & Hampton LLP

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SEC Takes Aggressive Approach to Fortify Dodd-Frank’s Whistleblower Rules

On April 1, 2015, the Securities & Exchange Commission (the “SEC” or “Commission”) fined a public company $130,000 for requiring employees involved in internal investigations to sign a confidentiality agreement that the...more

4/21/2015  /  Confidentiality Agreements , Dodd-Frank , Internal Investigations , KBR (formerly Kellogg Brown & Root) , Rule 21F , Securities and Exchange Commission (SEC) , Whistleblower Protection Policies , Whistleblowers
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